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D•••• B•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••• B•••• P••••••

Advisor at R••••••• F•••••••• A•••••••• L••

Atlanta, GA

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Search this name across graphsid dfx:ria:88933f82-c453-5a43-08c3-d8951fd16a4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• F•••••••• A•••••••• L••	Independent wealth	Nov 16, 2011	n/a	yes	Atlanta, GA	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Nov 15, 2011	no	Atlanta, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R••••••• F•••••••• A•••••••• L••	Nov 15, 2011	Nov 16, 2011	1	Firm change	Other
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009

Relationships

Registered with (5)

→ R••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 16, 2011 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Nov 15, 2011factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Dec 17, 2008 to Jun 1, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88933f82-c453-5a43-08c3-d8951fd16a4d
First observed: Mar 31, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.