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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Jennifer Lee Radford

Advisor at LPL FINANCIAL LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:8898d829-b283-58d2-e4ff-6f351fad3b36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 16, 1997
First registration: May 16, 2003
Dual registered: yes, broker-dealer
Other names: Jennifer Lee Ewing|Jennifer Ewing|Jennifer Radford
IAPD individual key: 2863354

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 13, 2024	n/a	yes	AUSTIN, TX	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jan 25, 2021	Aug 15, 2024	no	Lampasas, TX\|SACRAMENTO, CA\|CEDAR PARK, TX\|Lampasas, TX\|Roseville, CA\|Lampasas, TX\|Lampasas, TX	Previous registration
WADDELL & REED	Former SEC adviser	Jul 19, 2013	Jan 27, 2021	no	LAMPASAS, TX\|AUSTIN, TX\|DALLAS, TX\|EDMOND, OK\|AUSTIN, TX	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	May 16, 2003	Jul 22, 2013	no	LAMPASAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Aug 15, 2024	Aug 13, 2024	-2	Firm change	Ibd to ibd
WADDELL & REED	NEXT FINANCIAL GROUP, INC.	Jan 27, 2021	Jan 25, 2021	-2	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	WADDELL & REED	Jul 22, 2013	Jul 19, 2013	-3	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 13, 2024 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 25, 2021 to Aug 15, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 19, 2013 to Jan 27, 2021factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
May 16, 2003 to Jul 22, 2013factForm ADV

Dated events

Occurred
Aug 15, 2024
Advisor changed firm
Jennifer Lee Radford left Next Financial Group, Inc. for Lpl Financial Llc (registered 2024-08-13)
Form ADVobserved 3 days ago