RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L•• R••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 13, 2024 · Austin, Tx
- N••• F•••••••• G••••• I••• formerJan 25, 2021 to Aug 15, 2024 · Lampasas, Tx
- W•••••• • R••• formerJul 19, 2013 to Jan 27, 2021 · Lampasas, Tx
- A•••••• A••••••• S••••••• formerMay 16, 2003 to Jul 22, 2013 · Lampasas, Tx
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Aug 15, 2024, registered Aug 13, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to N••• F•••••••• G••••• I•••left Jan 27, 2021, registered Jan 25, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to W•••••• • R•••left Jul 22, 2013, registered Jul 19, 2013 (-3 days) · Other
- J••••••• L•• R•••••• left N••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2024-08-13)Aug 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address