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C••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C••• C••••••

Advisor at C••• L••

OMAHA, NE | Overland Park, KS

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Search this name across graphsid dfx:ria:889f7135-03f5-1f52-8ee3-3c5c530ae0e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jul 13, 2026	n/a	yes	OMAHA, NE\|Overland Park, KS	Current employment
C••••• P••••••• P•••••••	Independent wealth	Jun 5, 2024	Jul 14, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• P•••••••	C••• L••	Jul 14, 2026	Jul 13, 2026	-1	Firm change	RIA to ibd

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ C••••• P••••••• P•••••••Registered adviserregistration: previous registration
Jun 5, 2024 to Jul 14, 2026factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
C••• C•••••• left C••••• P••••••• P••••••• for C••• L•• (registered 2026-07-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:889f7135-03f5-1f52-8ee3-3c5c530ae0e4
First observed: Jun 5, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.