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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Sep 10, 2025 | n/a | yes | TAMPA, FL | Current employment |
| FISHER INVESTMENTS | Independent wealth | Jul 25, 2024 | Aug 26, 2025 | no | PLANO, TX|Tampa, FL | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Dec 5, 2019 | Mar 12, 2024 | no | Cincinnati, OH|Cincinnati, OH|Saint Paul, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | J. W. COLE ADVISORS, INC. | Aug 26, 2025 | Sep 10, 2025 | 15 | Firm change | RIA to ibd |
| U.S. BANCORP INVESTMENTS, INC. | FISHER INVESTMENTS | Mar 12, 2024 | Jul 25, 2024 | 135 | Firm change | Ibd to RIA |