RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• T••••• P•••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Sep 10, 2025 · Tampa, Fl
- F••••• I••••••••• independent RIAJul 25, 2024 to Aug 26, 2025 · Plano, Tx
- U••• B•••••• I••••••••• I••• formerDec 5, 2019 to Mar 12, 2024 · Cincinnati, Oh
- F••••• I••••••••• to J• W• C••• A•••••••• I•••left Aug 26, 2025, registered Sep 10, 2025 (15 days) · RIA to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to F••••• I•••••••••left Mar 12, 2024, registered Jul 25, 2024 (135 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••••• T••••• P••••••• left F••••• I••••••••• for J• W• C••• A•••••••• I••• (registered 2025-09-10)Aug 26, 2025 · Advisor changed firm · fact
- A•••••••• T••••• P••••••• left U••• B•••••• I••••••••• I••• for F••••• I••••••••• (registered 2024-07-25)Mar 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address