R•••• F•••••••

Advisor at L•• F•••••••• L••

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88a28918-1eb6-6a18-e461-22397c85459c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 17, 2025	n/a	yes	MORRISTOWN, NJ	Current employment
P•••••• P•••••••• P•••••••• L••	Former SEC adviser	Mar 25, 2013	Apr 8, 2025	no	MORRISTOWN, NJ\|PARAMUS, NJ\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••• P•••••••• L••	L•• F•••••••• L••	Apr 8, 2025	Mar 17, 2025	-22	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••••• P•••••••• P•••••••• L••	Mar 26, 2013	Mar 25, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
165616:6413:NJ:2025-04-08	Apr 8, 2025	Mar 17, 2025	MORRISTOWN, NJ	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ P•••••• P•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2013 to Apr 8, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 5, 2007 to Mar 26, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88a28918-1eb6-6a18-e461-22397c85459c
First observed: Oct 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.