DFX Intelligence

Q••••••••• S••••••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

Q••••••••• S••••••••• S••••••••• L••

CRD 165895

ST. AUGUSTINE, FL

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Search this name across graphsid dfx:ria:88a5836b-8edf-a1ce-f6ee-2c4304632b13

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 7
On other graphs: 2
Observed: Nov 6, 2012 to Apr 22, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Q••••••••• S••••••••• S••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

Q••••••••• S••••••••• S••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q•• D••••••• V•••• F••• L•	Private Equity Fund	$1.9M	Apr 22, 2026	7	Jun 2, 2022	reported	021-429336

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••• E•••••• A••••••	MANAGING MEMBER	E	yes	08/2012	Nov 6, 2012	Oct 3, 2024
R••••••• I•• T•••••• G••••••	CHIEF COMPLIANCE OFFICER	Na	no	08/2022	Aug 29, 2022	Oct 3, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.5B	14.5%	$1.2B	33.0%	5	5	0	0

Relationships

Advises (1)

→ Q•• D••••••• V•••• F••• L•Private fundHedge Fund, IA
Jun 2, 2022 to presentfactForm ADV

Controls (1)

← R•••• E•••••• A••••••OwnerMANAGING MEMBER, ownership code E, individual
Nov 6, 2012 to Oct 3, 2024factForm ADV

Owns (1)

← R••••••• I•• T•••••• G••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 29, 2022 to Oct 3, 2024factForm ADV

Dated events

Occurred
Mar 8, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$839M
Occurred
Feb 9, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$704M
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-595M
Occurred
Mar 10, 2020
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88a5836b-8edf-a1ce-f6ee-2c4304632b13
First observed: Nov 6, 2012
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.