DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

Q••••••••• S••••••••• S••••••••• L••

Asset manager (funds and pooled vehicles)St. Augustine, FloridaCRD 165895SEC 801-77355websiteIAPD
Latest filing Apr 22, 2026
First filing on the tape Nov 6, 2012 · 33 filings
SEC status approved since Nov 21, 2012
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$2.8B as of Apr 22, 2026
Mar 15, 2013$100M then
HNW client RAUM$463,044 as of Mar 19, 2021
Mar 29, 2018$121,832 then
State-registered IARs (5.B.3)0 as of Apr 22, 2026
Mar 15, 20130 then
Employees (5.A)5 as of Apr 22, 2026
Mar 15, 20134 then
Private funds1 as of Apr 22, 2026
Feb 9, 20231 then
RAUM +15% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.4BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.5M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$2.8B100%
  • Pooled investment vehicles$2.5M0.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$2.5M for 1 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Q•• D••••••• V•••• F••• L•Hedge Fund$2.0M7Jun 2, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • R•••• E•••••• A•••••• · Managing Membercontrol
        since 08/2012 · owns 75% or more
      • R••••••• I•• T•••••• G•••••• · Chief Compliance Officer
        since 08/2022 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $1.9M to $2.5M
        Sep 24, 2025 to Feb 2, 2026
      • Discretionary RAUM · $2.5B to $2.8B
        Sep 24, 2025 to Feb 2, 2026
      • Pooled vehicle RAUM · $1.9M to $2.5M
        Sep 24, 2025 to Feb 2, 2026
      • RAUM · $2.5B to $2.8B
        Sep 24, 2025 to Feb 2, 2026
      • Financial planning clients · 0 to 0
        Mar 5, 2025 to Sep 24, 2025
      • Advisory employees · 2 to 3
        Oct 3, 2024 to Mar 5, 2025
      • Assets in custody · $2.0B to $1.9M
        Oct 3, 2024 to Mar 5, 2025
      • Financial planning clients · unset to 0
        Oct 3, 2024 to Mar 5, 2025
      • Discretionary RAUM · $2.0B to $2.5B
        Oct 3, 2024 to Mar 5, 2025
      • Pooled vehicle RAUM · $2.0M to $1.9M
        Oct 3, 2024 to Mar 5, 2025
      • RAUM · $2.0B to $2.5B
        Oct 3, 2024 to Mar 5, 2025
      • HQ city · PONTE VEDRA BEACH to ST. AUGUSTINE
        Apr 16, 2024 to Oct 3, 2024
      • Assets in custody · unset to 2043580250.0
        Mar 8, 2024 to Apr 16, 2024
      • Custody of client assets · false to true
        Mar 8, 2024 to Apr 16, 2024
      • Employees · 6 to 5
        May 10, 2023 to Mar 8, 2024
      • Discretionary RAUM · $1.2B to $2.0B
        May 10, 2023 to Mar 8, 2024
      • Pooled vehicle RAUM · $1.1M to $2.0M
        May 10, 2023 to Mar 8, 2024
      • RAUM · $1.2B to $2.0B
        May 10, 2023 to Mar 8, 2024
      • Assets in custody · 986836.0 to unset
        Nov 4, 2022 to Feb 9, 2023
      • Custody of client assets · true to false
        Nov 4, 2022 to Feb 9, 2023
      • Employees · 5 to 6
        Nov 4, 2022 to Feb 9, 2023
      • Discretionary RAUM · $501M to $1.2B
        Nov 4, 2022 to Feb 9, 2023
      • Pooled vehicle RAUM · $986,836 to $1.1M
        Nov 4, 2022 to Feb 9, 2023
      • RAUM · $501M to $1.2B
        Nov 4, 2022 to Feb 9, 2023
      • Pooled vehicle clients · unset to 1.0
        Mar 30, 2022 to Jun 2, 2022
      • Assets in custody · unset to 986836.0
        Mar 30, 2022 to Jun 2, 2022
      • Custody of client assets · false to true
        Mar 30, 2022 to Jun 2, 2022
      • Private funds · unset to 1
        Mar 30, 2022 to Jun 2, 2022
      • Pooled vehicle RAUM · unset to 986836.0
        Mar 30, 2022 to Jun 2, 2022
      • Accounts · 7 to 2
        Nov 9, 2021 to Mar 30, 2022
      • Advisory activities · 2 to 1
        Nov 9, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 4.0 to unset
        Nov 9, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.1B to $501M
        Nov 9, 2021 to Mar 30, 2022
      • HNW RAUM · 463044.0 to unset
        Nov 9, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · 1095893893.0 to unset
        Nov 9, 2021 to Mar 30, 2022
      • RAUM · $1.1B to $501M
        Nov 9, 2021 to Mar 30, 2022
      • HQ city · BABYLON to PONTE VEDRA BEACH
        Mar 19, 2021 to Apr 26, 2021
      • HQ state · NY to FL
        Mar 19, 2021 to Apr 26, 2021
      • Accounts · 6 to 7
        Jun 10, 2020 to Mar 19, 2021
      • Employees · 4 to 5
        Jun 10, 2020 to Mar 19, 2021
      Signals
      7 dated events
      • Q••••••••• S••••••••• S••••••••• L•• reported RAUM $2.0B, up 70% from $1.2B (2023-05-10 to 2024-03-08)
        Mar 8, 2024 · RAUM change · derived
      • Q••••••••• S••••••••• S••••••••• L•• reported RAUM $1.2B, up 141% from $501.0M (2022-11-04 to 2023-02-09)
        Feb 9, 2023 · RAUM change · derived
      • Q••••••••• S••••••••• S••••••••• L•• reported RAUM $501.0M, down 54% from $1.1B (2021-11-09 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Q••••••••• S••••••••• S••••••••• L•• reported RAUM $966.4M, up 26% from $765.6M (2020-02-17 to 2020-03-10)
        Mar 10, 2020 · RAUM change · derived
      • Q••••••••• S••••••••• S••••••••• L•• reported RAUM $765.6M, up 27% from $603.9M (2018-03-29 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • Q••••••••• S••••••••• S••••••••• L•• reported RAUM $603.9M, up 26% from $478.2M (2017-03-28 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • Q••••••••• S••••••••• S••••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 6, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      q••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      904-686-6100reportedpublic record, Form ADV, Apr 22, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026