DFX Intelligence

R•••••• B•••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

R•••••• B•••••• F••••••••

Advisor at L•• F•••••••• L••

MT. PLEASANT, SC

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Search this name across graphsid dfx:ria:88a7b5d5-799e-0fc2-45c1-dd6f03defb01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 19, 2025	n/a	yes	MT. PLEASANT, SC	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	Feb 2, 2007	Jul 16, 2025	no	MT. PLEASANT, SC\|MT. PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	L•• F•••••••• L••	Jul 16, 2025	May 19, 2025	-58	Firm change after gap	RIA to ibd
F•••••••• C••••••• U••••••••• I•••	M••••••• F•••••••• G••••• I•••	Feb 1, 2007	Feb 2, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:6413:SC:2025-07-16	Jul 16, 2025	May 19, 2025	MT PLEASANT, SC	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 19, 2025 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 2, 2007 to Jul 16, 2025factForm ADV
→ F•••••••• C••••••• U••••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2005 to Feb 1, 2007factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88a7b5d5-799e-0fc2-45c1-dd6f03defb01
First observed: Feb 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.