RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• B•••••• F••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 19, 2025 · Mt. Pleasant, Sc
- M••••••• F•••••••• G••••• I••• formerFeb 2, 2007 to Jul 16, 2025 · Mt. Pleasant, Sc
- F•••••••• C••••••• U••••••••• I••• independent RIAFeb 10, 2005 to Feb 1, 2007 · Mt Pleasant, Sc
- M••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 16, 2025, registered May 19, 2025 (-58 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••••••• C••••••• U••••••••• I••• to M••••••• F•••••••• G••••• I•••left Feb 1, 2007, registered Feb 2, 2007 (1 days) · Other
- R•••••• B•••••• F•••••••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2025-05-19)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address