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Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Jul 20, 2026 | n/a | yes | PHOENIX, AZ|PHOENIX, AZ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 1, 2025 | Nov 13, 2025 | no | Tempe, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 8, 2023 | Jun 27, 2025 | no | CHICAGO, IL|NEW YORK, NY|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | FOUNDATIONS INVESTMENT ADVISORS LLC | Nov 13, 2025 | Jul 20, 2026 | 249 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jun 27, 2025 | Aug 1, 2025 | 35 | Firm change | Wirehouse to wirehouse |