DFX Intelligence

P•••• M••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

P•••• M••••••• R••••

Advisor at U•• P•••••• W••••• M••••••••• L••

Milwaukee, WI | OVERLAND PARK, KS

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2016 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 12, 2026	n/a	yes	Milwaukee, WI\|OVERLAND PARK, KS	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 18, 2023	Nov 22, 2024	no	Milwaukee, WI\|Milwaukee, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	U•• P•••••• W••••• M••••••••• L••	Nov 22, 2024	May 12, 2026	536	Firm change after gap	Other
L•••••• • C••••••	J••• M••••• S••••••••• L••	Feb 27, 2023	Apr 18, 2023

Relationships

Registered with (3)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2023 to Nov 22, 2024factForm ADV
→ L•••••• • C••••••Registered adviserregistration: previous registration
Mar 28, 2016 to Feb 27, 2023factForm ADV

Dated events

Order

Occurred
22 Nov 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
27 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2016
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.