RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• M••••••• R••••
- U•• P•••••• W••••• M••••••••• L•• mixed wealth currentsince May 12, 2026 · Milwaukee, Wi
- J••• M••••• S••••••••• L•• wirehouseApr 18, 2023 to Nov 22, 2024 · Milwaukee, Wi
- L•••••• • C•••••• independent RIAMar 28, 2016 to Feb 27, 2023 · Milwaukee, Wi
- J••• M••••• S••••••••• L•• to U•• P•••••• W••••• M••••••••• L••left Nov 22, 2024, registered May 12, 2026 (536 days) · Other
- L•••••• • C•••••• to J••• M••••• S••••••••• L••left Feb 27, 2023, registered Apr 18, 2023 (50 days) · RIA to wirehouse
- P•••• M••••••• R•••• left J••• M••••• S••••••••• L•• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-12)Nov 22, 2024 · Advisor changed firm · fact
- P•••• M••••••• R•••• left L•••••• • C•••••• for J••• M••••• S••••••••• L•• (registered 2023-04-18)Feb 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address