DFX Intelligence

Data Factory

A•• E•••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•• E•••••••• S••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Sparks, MD | Hunt Valley, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88c24073-43cf-bfc2-5caa-ca0008343fa7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 6, 2023	n/a	yes	Sparks, MD\|Hunt Valley, MD	Current employment
T•• M••••••• F•••••••• G•••• L••	Independent wealth	Aug 9, 2021	Mar 6, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••••• F•••••••• G•••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 6, 2023	Apr 6, 2023	31	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• M••••••• F•••••••• G•••• L••	Jun 7, 2021

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Apr 6, 2023 to presentfactForm ADV
→ T•• M••••••• F•••••••• G•••• L••Registered adviserregistration: previous registration
Aug 9, 2021 to Mar 6, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 9, 2021 to Jun 7, 2021factForm ADV

Dated events

Occurred
Mar 6, 2023
Advisor changed firm
A•• E•••••••• S•••••• left T•• M••••••• F•••••••• G•••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-04-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88c24073-43cf-bfc2-5caa-ca0008343fa7
First observed: Mar 9, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.