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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 19, 2021 | n/a | yes | PARAMUS, NJ | Current employment |
| GARY GOLDBERG PLANNING SERVICES | Former SEC adviser | Mar 27, 2015 | Oct 28, 2021 | no | LOCUST VALLEY, NY | Previous registration |
| GARY GOLDBERG PLANNING SERVICES INC | Former SEC adviser | Apr 1, 2010 | Mar 18, 2015 | no | SUFFERN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GARY GOLDBERG PLANNING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. | Oct 28, 2021 | Oct 19, 2021 | -9 | Firm change | RIA to ibd |
| GARY GOLDBERG PLANNING SERVICES INC | GARY GOLDBERG PLANNING SERVICES | Mar 18, 2015 | Mar 27, 2015 | 9 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110784:173565:NY:2015-03-18 | Mar 18, 2015 | Mar 27, 2015 | SUFFERN, NY | Firm change |