DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher R Hanly
Certified Financial Planner
Feed of 09/14/2026
Also filed as Christopher R Hanly
At current firm
4 y
since Oct 19, 2021
In the industry
16 y
since Mar 22, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Oct 19, 2021 · Paramus, Nj
- Gary Goldberg Planning Services formerMar 27, 2015 to Oct 28, 2021 · Locust Valley, Ny
- Gary Goldberg Planning Services Inc formerApr 1, 2010 to Mar 18, 2015 · Suffern, Ny
Moves
a registration end followed by a registration begin elsewhere
- Gary Goldberg Planning Services to Raymond James & Associates, Inc.left Oct 28, 2021, registered Oct 19, 2021 (-9 days) · RIA to affiliated broker-dealer or bank
- Gary Goldberg Planning Services Inc to Gary Goldberg Planning Servicesleft Mar 18, 2015, registered Mar 27, 2015 (9 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address