DFX Intelligence

P•••••• S• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

P•••••• S• W•••••

Advisor at W••••• F•••••••• P•••••••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:88c442a0-0d70-0cf1-56b4-ed72a8cdc893

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••••• P•••••••	State registered	Sep 22, 2017	n/a	yes	LOS ANGELES, CA	Current employment
S•••••••• A••••••• L••	National bd RIA	May 22, 2008	Feb 8, 2017	no	EL SEGUNDO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	W••••• F•••••••• P•••••••	Feb 8, 2017	Sep 22, 2017	226	Firm change	Ibd to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• A••••••• L••	Jul 5, 2006	May 22, 2008

Relationships

Registered with (3)

→ W••••• F•••••••• P•••••••Registered adviserregistration: current employment
Sep 22, 2017 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
May 22, 2008 to Feb 8, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 8, 2005 to Jul 5, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88c442a0-0d70-0cf1-56b4-ed72a8cdc893
First observed: Sep 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.