E••• M•••••••

Advisor at S••••••••• I•••••••••

NEW YORK, NY | Arlington, TX

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Search this name across graphsid dfx:ria:88c61a99-36e3-76c3-39b1-09fe7e1a3560

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2026 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• I•••••••••	Independent wealth	Mar 25, 2026	n/a	yes	NEW YORK, NY\|Arlington, TX	Current employment
B•••••• L••• A••••••• S•••••••• I•••	Bd affiliated wealth	Feb 18, 2026	Mar 31, 2026	no	CHICAGO, IL\|Grand Prairie, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• L••• A••••••• S•••••••• I•••	S••••••••• I•••••••••	Mar 31, 2026	Mar 25, 2026	-6	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S••••••••• I•••••••••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2026 to Mar 31, 2026factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
E••• M••••••• left B•••••• L••• A••••••• S•••••••• I••• for S••••••••• I••••••••• (registered 2026-03-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88c61a99-36e3-76c3-39b1-09fe7e1a3560
First observed: Feb 18, 2026
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.