DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

EMPIRIC ADVISORS, INC.

CRD 108425

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88cba15b-7f87-e87e-b5db-517870ad2d85

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2012 to Sep 9, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.63 fund_share=0.37 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $64.7MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $64.1M
Private client RAUM: $40.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 63%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $32.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 42
High net worth clients: 15
SEC number: 801-31075
CRD: 108425
Filings on the tape: 20
First filed: Mar 8, 2012
Latest filed: Sep 9, 2026
Organised: Corporation, DE
Website: empiricfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ALLEN COFFELT	n/a	AUSTIN, TX	23	38	n/a	yes
GABRIEL JASON RODRIGUEZ	n/a	AUSTIN, TX	18	18	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COFFELT, LOREN, MARK	Partner	C	yes	09/1997	Apr 1, 2013	Mar 5, 2024
COFFELT, MARK, ALLEN	Partner	F	yes	09/1997	Mar 8, 2012	Mar 5, 2024
COFFELT, MARK, ALLEN	President	Na	yes	10/1987	Mar 8, 2012	Mar 5, 2024
COFFELT, NICHOLAS, JAMES	Partner	C	yes	09/1997	Apr 1, 2013	Mar 5, 2024
LONG CHAMP LIMITED PARTNERSHIP	Shareholder	E	yes	09/1997	Apr 1, 2013	Mar 5, 2024
RODRIGUEZ, GABRIEL, JASON	CHIEF COMPLIANCE OFFICER	Na	no	01/2018	Feb 27, 2018	Mar 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EMPIRIC INSTITUTIONAL, LLC	n/a	Mixed wealth	$9.9M	Y	yes	n/a
EMPIRIC DISTRIBUTORS, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$64.7M	$64.1M	3	2	0	n/a	n/a
2024	Mar 5, 2025	$63.6M	$63.0M	3	3	0	n/a	n/a
2023	Mar 5, 2024	$61.1M	$60.5M	3	3	0	n/a	n/a
2022	Mar 1, 2023	$60.6M	$60.1M	3	3	0	n/a	n/a
2021	Mar 15, 2022	$74.4M	$73.8M	3	3	0	n/a	n/a
2020	Mar 26, 2021	$68.4M	$67.8M	3	3	0	n/a	n/a
2019	Mar 30, 2020	$60.0M	$58.4M	3	3	0	n/a	n/a
2018	Mar 29, 2019	$46.4M	$46.4M	3	3	0	n/a	n/a
2017	Mar 22, 2018	$51.1M	$51.1M	3	2	0	n/a	n/a
2016	Mar 14, 2017	$40.2M	$40.2M	4	2	n/a	n/a	n/a
2015	Mar 30, 2016	$20.0M	$20.0M	4	2	n/a	n/a	n/a
2014	May 7, 2015	$65.1M	$65.1M	4	2	n/a	n/a	n/a
2013	Apr 1, 2014	$68.9M	$68.9M	4	2	n/a	n/a	n/a
2012	Apr 1, 2013	$49.4M	$49.4M	4	2	n/a	n/a	n/a
2011	Mar 8, 2012	$52.0M	$52.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$64.7M	$63.6M	1.6%	$60.6M	2.2%	3	3	0	0

Relationships

Affiliated with (2)

→ EMPIRIC INSTITUTIONALRegistered adviserother investment adviser, control, common control
factForm ADV
← EMPIRIC INSTITUTIONALRegistered adviserother investment adviser, control
factForm ADV

Registered with (3)

← GABRIEL JASON RODRIGUEZAdvisorregistration: current employment
Jun 4, 2008 to presentfactForm ADV
← MARK ALLEN COFFELTAdvisorregistration: current employment
May 27, 2003 to presentfactForm ADV
← ALVARO GONZALEZAdvisorregistration: previous registration
Aug 12, 2011 to Aug 16, 2011factForm ADV

Controls (4)

← COFFELT, MARK, ALLENOwnerPARTNER, ownership code F, individual
Mar 8, 2012 to Mar 5, 2024factForm ADV
← COFFELT, LOREN, MARKOwnerPARTNER, ownership code C, individual
Apr 1, 2013 to Mar 5, 2024factForm ADV
← COFFELT, NICHOLAS, JAMESOwnerPARTNER, ownership code C, individual
Apr 1, 2013 to Mar 5, 2024factForm ADV
← LONG CHAMP LIMITED PARTNERSHIPOwnerSHAREHOLDER, ownership code E, domestic entity
Apr 1, 2013 to Mar 5, 2024factForm ADV

Owns (1)

← RODRIGUEZ, GABRIEL, JASONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 27, 2018 to Mar 5, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88cba15b-7f87-e87e-b5db-517870ad2d85
First observed: Mar 8, 2012
Last observed: Sep 9, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EMPIRIC ADVISORS, INC.

CRD 108425

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88cba15b-7f87-e87e-b5db-517870ad2d85

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ALLEN COFFELT

n/a

AUSTIN, TX

n/a

yes

GABRIEL JASON RODRIGUEZ

n/a

AUSTIN, TX

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COFFELT, LOREN, MARK

Partner

yes

09/1997

Apr 1, 2013

Mar 5, 2024

COFFELT, MARK, ALLEN

Partner

yes

09/1997

Mar 8, 2012

Mar 5, 2024

COFFELT, MARK, ALLEN

President

yes

10/1987

Mar 8, 2012

Mar 5, 2024

COFFELT, NICHOLAS, JAMES

Partner

yes

09/1997

Apr 1, 2013

Mar 5, 2024

LONG CHAMP LIMITED PARTNERSHIP

Shareholder

yes

09/1997

Apr 1, 2013

Mar 5, 2024

RODRIGUEZ, GABRIEL, JASON

CHIEF COMPLIANCE OFFICER

01/2018

Feb 27, 2018

Mar 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EMPIRIC INSTITUTIONAL, LLC

n/a

Mixed wealth

$9.9M

yes

n/a

EMPIRIC DISTRIBUTORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$64.7M

$64.1M

n/a

2024

Mar 5, 2025

$63.6M

$63.0M

n/a

2023

Mar 5, 2024

$61.1M

$60.5M

n/a

2022

Mar 1, 2023

$60.6M

$60.1M

n/a

2021

Mar 15, 2022

$74.4M

$73.8M

n/a

2020

Mar 26, 2021

$68.4M

$67.8M

n/a

2019

Mar 30, 2020

$60.0M

$58.4M

n/a

2018

Mar 29, 2019

$46.4M

n/a

2017

Mar 22, 2018

$51.1M

n/a

2016

Mar 14, 2017

$40.2M

n/a

2015

Mar 30, 2016

$20.0M

n/a

2014

May 7, 2015

$65.1M

n/a

2013

Apr 1, 2014

$68.9M

n/a

2012

Apr 1, 2013

$49.4M

n/a

2011

Mar 8, 2012

$52.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$64.7M

$63.6M

1.6%

$60.6M

2.2%