DFX Intelligence

J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J••••• M•••••••

Advisor at S••••• W••••• A•••••••• I•••

Westlake, TX

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Search this name across graphsid dfx:ria:88d5673b-0ef0-359b-e6ad-978d7d835c12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: May 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Aug 7, 2026	n/a	yes	Westlake, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2024	Jul 26, 2026	no	Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	S••••• W••••• A•••••••• I•••	Jul 26, 2026	Aug 7, 2026	12	Firm change	Other
M••••••• I••••••••• N•••••• I•••	J••• M••••• S••••••••• L••	Sep 26, 2024	Oct 1, 2024

Relationships

Registered with (5)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2024 to Jul 26, 2026factForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration
Nov 17, 2023 to Sep 26, 2024factForm ADV
→ B••••• P••••• A•••••••• L••

Dated events

Occurred
Jul 26, 2026
Advisor changed firm
J••••• M••••••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-08-07)
Form ADVobserved 7 days ago
Occurred
Sep 26, 2024
Advisor changed firm
J••••• M••••••• left M••••••• I••••••••• N•••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-10-01)
Form ADVobserved 7 days ago
Occurred
Nov 1, 2023
Advisor changed firm
J••••• M••••••• left B••••• P••••• A•••••••• L•• for M••••••• I••••••••• N•••••• I••• (registered 2023-11-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88d5673b-0ef0-359b-e6ad-978d7d835c12
First observed: May 7, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.