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WESTWOOD ADVISORS, L.L.C, CRD 132162
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KARIM LAKHANI | Chartered Financial Analyst | Houston, TX | DALLAS, TX | 3 | 17 | 1 | no |
| JORDAN COWART | Certified Financial Planner|Chartered Financial Analyst | DALLAS, TX | 2 | 12 | 2 | no |
| MICHAEL HALL YAN | n/a | DALLAS, TX | 2 | 11 | n/a | no |
| SUSAN W Wedelich | n/a | Houston, TX | DALLAS, TX | 2 | 24 | n/a | no |
| Karla Alvarez Dominguez | n/a | Houston, TX | DALLAS, TX | 2 | 15 | n/a | no |
| SUSAN VIGNOLO CONLEY | n/a | DALLAS, TX | 1 | 27 | 2 | no |
| JESSICA NOELLE GRIGSBY BORDELON | n/a | DALLAS, TX | 1 | 12 | 4 | yes |
| DANIEL BRAUN | Certified Financial Planner | Houston, TX | DALLAS, TX | 0 | 10 | 4 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SALIENT MLP TOTAL RETURN FUND, L.P. | Hedge Fund | $136M | Mar 29, 2024 | 219 | Dec 6, 2013 | reported | 021-204646 |
| WESTWOOD ENERGY SECONDARIES FUND I LLC | Private Equity Fund | $34.3M | Mar 29, 2024 | 62 | Mar 29, 2024 | reported | 021-490831 |
| SALIENT MLP TOTAL RETURN FUND TE, L.P. | Hedge Fund | $29.1M | Mar 29, 2024 | 23 | Nov 20, 2014 | reported | 021-223347 |
| WESTWOOD LONG-SHORT L.P. | Hedge Fund | $24.8M | Mar 29, 2012 | 11 | Mar 29, 2012 | dropped | 021-107828 |
| WESTWOOD FORMENTERA PARTNERS FUND II, LLC | Private Equity Fund | $7.6M | Mar 29, 2024 | 19 | Mar 29, 2024 | reported | 021-474533 |
| WESTWOOD HOSPITALITY FUND LLC | Real Estate Fund | $5.7M | Mar 29, 2024 | 19 | Mar 31, 2019 | reported | 021-315870 |
| WESTWOOD VELOCIS SECONDARY PARTNERS III, LLC | Private Equity Fund | $2.7M | Mar 29, 2024 | 8 | Mar 29, 2024 | reported | 021-476840 |
| WESTWOOD TECHNOLOGY OPPORTUNTITIES FUND I, LP | Private Equity Fund | $1.7M | Mar 29, 2024 | 10 | Mar 31, 2019 | reported | 021-321066 |
| WESTWOOD LEGALIST DIP FUND III, LLC | Private Equity Fund | $1.5M | Mar 29, 2024 | 6 | Mar 31, 2023 | reported | 021-486759 |
| WESTWOOD VELOCIS INDUSTRIAL FUND, LLC | Private Equity Fund | $1.3M | Mar 29, 2024 | 7 | Mar 31, 2023 | reported | n/a |
| WESTWOOD VELOCIS FUND III, LLC | Private Equity Fund | $952,525 | Mar 29, 2024 | 7 | Mar 31, 2023 | reported | n/a |
| PV WESTWOOD ALT FUND I, LLC (BULTER) | Private Equity Fund | $0 | Oct 27, 2023 | 13 | Mar 31, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BENNETT, LEAH, REBECCA | PRESIDENT, WESTWOOD WEALTH MANAGEMENT | Na | yes | 05/2022 | Jun 28, 2023 | Mar 29, 2024 |
| EHINGER, JOHN, A | HEAD OF LEGAL, CCO | Na | yes | 03/2023 | Mar 31, 2017 | Mar 29, 2024 |
| FORBES, MURRAY | SVP, CHIEF FINANCIAL OFFICER, TREASURER | Na | yes | 11/2018 | Mar 31, 2019 | Mar 29, 2024 |
| GOMEZ, FABIAN | President | Na | yes | 02/2018 | Mar 30, 2018 | Mar 29, 2024 |
| Meyer, Jill, D | MANAGING MEMBER | Na | yes | 05/2021 | Mar 31, 2022 | Mar 29, 2024 |
| WESTWOOD HOLDINGS GROUP, INC. | Owner | E | yes | 11/2010 | Mar 29, 2012 | Mar 29, 2024 |
| Rogers, Timothy | CHIEF WEALTH ADMINISTRATIVE OFFICER | Na | no | 01/2023 | Sep 27, 2023 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WESTWOOD MANAGEMENT CORP | n/a | Other adviser | $12B | N | yes | n/a |
| BROADMARK ASSET MANAGEMENT LLC | n/a | Asset manager | $238M | Y | yes | n/a |
| SALIENT ADVISORS, L.P. | n/a | Asset manager | $61.8M | N | yes | n/a |
| SALIENT CAPITAL L.P. | n/a | n/a | n/a | N | yes | n/a |
| SALIENT ZARVONA II-A GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SALIENT ZARVONA II-B GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SALIENT ZARVONA II-C GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| WESTWOOD TRUST | n/a | n/a | n/a | N | yes | TX |
| WHG PF HOLDCO, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 7 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 2, 2026 | $750M | $740M | 62 | 14 | 1 | 14 | n/a |
| 2024 | Mar 31, 2025 | $638M | $625M | 66 | 23 | 1 | 12 | n/a |
| 2023 | Mar 29, 2024 | $433M | $433M | 68 | 25 | 1 | 10 | $221M |
| 2022 | Mar 31, 2023 | $306M | $306M | 48 | 17 | 1 | 8 | $202M |
| 2021 | Mar 31, 2022 | $106M | $106M | 50 | 17 | 1 | 2 | $6.9M |
| 2020 | Mar 31, 2021 | $123M | $123M | 48 | 17 | 1 | 2 | $8.5M |
| 2019 | Mar 30, 2020 | $83.9M | $83.9M | 48 | 17 | 1 | 2 | $12.8M |
| 2018 | Mar 31, 2019 | $61.4M | $61.4M | 47 | 22 | 2 | 2 | $9.1M |
| 2017 | Mar 30, 2018 | $273M | $273M | 15 | 10 | 2 | 10 | $243M |
| 2016 | Mar 31, 2017 | $238M | $238M | 10 | 5 | n/a | 10 | $238M |
| 2015 | Mar 28, 2016 | $235M | $235M | 9 | 5 | n/a | 10 | $235M |
| 2014 | Mar 27, 2015 | $252M | $252M | 9 | 4 | n/a | 10 | $252M |
| 2013 | Mar 26, 2014 | $278M | $278M | 10 | 4 | n/a | 10 | $278M |
| 2012 | Mar 27, 2013 | $255M | $255M | 10 | 4 | n/a | 10 | $255M |
| 2011 | Mar 29, 2012 | $460M | $460M | n/a | n/a | n/a | 11 | $460M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 25.0% | 1 | 0 | 0 | 6 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $750M | $638M | 17.4% | $306M | 34.8% | 62 | 66 | 1 | 1 |