This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S66

First exam

Aug 30, 2017

First registration

Aug 31, 2017

Dual registered

yes, broker-dealer

Other names

FRED BOY

IAPD individual key

6268596

• Occurred

  Dec 31, 2023
  Advisor changed firm

  Fred Paul Boy left Osaic Institutions, Inc. for Ladenburg Thalmann Asset Management Inc (registered 2023-11-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:88e39e69-7c77-9503-dbb5-0eea8aea282f

First observed

Aug 31, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.