DFX Intelligence

E••••• S•••• W••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

E••••• S•••• W••• S•••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BEVERLY HILLS, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 15, 2019	n/a	yes	BEVERLY HILLS, CA	Current employment
C•••••• B••• A•• T•••• C••••••	Asset manager	Jan 19, 2016	Apr 15, 2019	no	Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• B••• A•• T•••• C••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 15, 2019	Apr 15, 2019	0	Firm change	RIA to wirehouse
C•••••• G••••••• T•••• C••••••	C•••••• B••• A•• T•••• C••••••	Jan 19, 2016	Jan 19, 2016

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 15, 2019 to presentfactForm ADV
→ C•••••• B••• A•• T•••• C••••••Registered adviserregistration: previous registration
Jan 19, 2016 to Apr 15, 2019factForm ADV
→ C•••••• G••••••• T•••• C••••••Registered adviserregistration: previous registration
Jan 1, 2016 to Jan 19, 2016factForm ADV
→ M••••• S•••••• D• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 24, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.