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Advisor at EDWARD JONES
PEQUOT LAKES, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jan 23, 2015 | n/a | yes | PEQUOT LAKES, MN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Dec 31, 2014 | no | BEMIDJI, MN | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Apr 17, 2006 | Jan 21, 2014 | no | BEMIDJI, MN|BEMIDJI, MN|BEMIDJI, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Dec 16, 2004 | Mar 28, 2006 | no | BEMIDJI, MN|BLACKDUCK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EDWARD JONES | Dec 31, 2014 | Jan 23, 2015 | 23 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | CETERA INVESTMENT SERVICES LLC | Mar 28, 2006 | Apr 17, 2006 | 20 | Firm change | Other |