R•••••• E• H•••

Advisor at R•• A•••••••• L••

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Jan 8, 2024	n/a	yes	COLORADO SPRINGS, CO	Current employment
A••••••••• W••••• A••••••• L••	Independent wealth	Jul 30, 2021	Jan 8, 2024	no	COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• A••••••• L••	R•• A•••••••• L••	Jan 8, 2024	Jan 8, 2024	0	Firm change	RIA to RIA
U••• I••••••••• S••••••• C••••••	A••••••••• W••••• A••••••• L••	Jul 30, 2020	Jul 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
170022:158401:CO:2024-01-08	Jan 8, 2024	Jan 8, 2024	COLORADO SPRINGS, CO	Firm change

Relationships

Registered with (4)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ A••••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jul 30, 2021 to Jan 8, 2024factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Jul 30, 2020factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Order

Occurred
8 Jan 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.