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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WILTON ASSET MANAGEMENT LLC

CRD 108821

BOSTON, MA

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Search this name across graphsid dfx:ria:890dc89b-a8b9-850a-4067-9834e37cb4cf

Data as of Apr 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Apr 28, 2014
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Wilton Asset Management LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $90.6MItem 5.F on the latest filing (2014-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $90.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $79.6M
SEC number: 801-57694
CRD: 108821
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Apr 28, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUPONT CAPITAL MANAGEMENT CORPORATION	Shareholder	D	yes	03/2000	Mar 30, 2012	Apr 28, 2014
E.I. DU PONT NEMOURS & CO, INC.	Owner	E	yes	08/1993	Mar 30, 2012	Apr 28, 2014
GIGLIOTTI, CARMEN, JOHN	PRESIDENT AND INVESTMENT COMMITTEE MEMBER	Na	yes	03/2000	Mar 30, 2012	Apr 28, 2014
MARSHALL, STEPHEN, HATHAWAY	DIRECTOR & INVESTMENT COMMITTEE MEMBER	Na	yes	11/2012	Jan 11, 2013	Apr 28, 2014
MUZI, KAREN	TREASURER AND DIRECTOR	Na	yes	11/2008	Mar 30, 2012	Apr 28, 2014
SILL, VALERIE, JEAN	Director	Na	yes	06/2004	Mar 30, 2012	Apr 28, 2014
STATE STREET CORPORATION	Owner	E	yes	06/1990	Mar 30, 2012	Apr 28, 2014
STATE STREET GLOBAL ADVISORS, INC.	Shareholder	D	yes	03/2000	Mar 30, 2012	Apr 28, 2014
WATERS, CHRISTOPHER, JOSEPH	INVESTMENT COMMITTEE MEMBER	Na	yes	11/2012	Jan 11, 2013	Apr 28, 2014
ZAMAN, RAFI, UZ	INVESTMENT COMMITTEE MEMBER	Na	yes	06/2004	Mar 30, 2012	Apr 28, 2014
ALBERTELLI, ALYSSA, A	CHIEF COMPLIANCE OFFICER	Na	no	06/2012	Jan 11, 2013	Apr 28, 2014
BROWN, DARYL, B	Secretary	Na	no	05/2008	Mar 30, 2012	Apr 28, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SSGA FUNDS MANAGEMENT, INC.	n/a	Asset manager	$1421B	N	yes	n/a
DUPONT CAPITAL MANAGEMENT CORP	n/a	Institutional manager	$10B	Y	no	n/a
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION	n/a	n/a	n/a	N	yes	n/a
STATE STREET BANK & TRUST COMPANY	n/a	n/a	n/a	N	yes	Ma
STATE STREET GLOBAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wilmington	De	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Apr 28, 2014	$90.6M	$90.6M	6	6	n/a	1	$90.6M
2012	Apr 1, 2013	$113M	$113M	6	6	n/a	1	$120M
2011	Mar 30, 2012	$120M	$120M	n/a	n/a	n/a	1	$120M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$90.6M	$113M	-19.8%	n/a	n/a	6	6	n/a	n/a

Relationships

Affiliated with (2)

→ DUPONT CAPITAL MANAGEMENTRegistered adviserother investment adviser, control
factForm ADV
→ SSGA FUNDS MANAGEMENT, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (10)

← MARSHALL, STEPHEN, HATHAWAYOwnerDIRECTOR & INVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Jan 11, 2013 to presentfactForm ADV
← GIGLIOTTI, CARMEN, JOHNOwnerPRESIDENT AND INVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SILL, VALERIE, JEANOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ZAMAN, RAFI, UZOwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MUZI, KARENOwnerTREASURER AND DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← WATERS, CHRISTOPHER, JOSEPHOwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Jan 11, 2013 to presentfactForm ADV
← DUPONT CAPITAL MANAGEMENT CORPORATIONOwnerSHAREHOLDER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← E.I. DU PONT NEMOURS & CO, INC.OwnerOWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← STATE STREET CORPORATIONOwnerOWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← STATE STREET GLOBAL ADVISORS, INC.OwnerSHAREHOLDER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← BROWN, DARYL, BOwnerSECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ALBERTELLI, ALYSSA, AOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:890dc89b-a8b9-850a-4067-9834e37cb4cf
First observed: Mar 30, 2012
Last observed: Apr 28, 2014 150 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILTON ASSET MANAGEMENT LLC

CRD 108821

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:890dc89b-a8b9-850a-4067-9834e37cb4cf

Data as of Apr 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUPONT CAPITAL MANAGEMENT CORPORATION

Shareholder

yes

03/2000

Mar 30, 2012

Apr 28, 2014

E.I. DU PONT NEMOURS & CO, INC.

Owner

yes

08/1993

Mar 30, 2012

Apr 28, 2014

GIGLIOTTI, CARMEN, JOHN

PRESIDENT AND INVESTMENT COMMITTEE MEMBER

yes

03/2000

Mar 30, 2012

Apr 28, 2014

MARSHALL, STEPHEN, HATHAWAY

DIRECTOR & INVESTMENT COMMITTEE MEMBER

yes

11/2012

Jan 11, 2013

Apr 28, 2014

MUZI, KAREN

TREASURER AND DIRECTOR

yes

11/2008

Mar 30, 2012

Apr 28, 2014

SILL, VALERIE, JEAN

Director

yes

06/2004

Mar 30, 2012

Apr 28, 2014

STATE STREET CORPORATION

Owner

yes

06/1990

Mar 30, 2012

Apr 28, 2014

STATE STREET GLOBAL ADVISORS, INC.

Shareholder

yes

03/2000

Mar 30, 2012

Apr 28, 2014

WATERS, CHRISTOPHER, JOSEPH

INVESTMENT COMMITTEE MEMBER

yes

11/2012

Jan 11, 2013

Apr 28, 2014

ZAMAN, RAFI, UZ

INVESTMENT COMMITTEE MEMBER

yes

06/2004

Mar 30, 2012

Apr 28, 2014

ALBERTELLI, ALYSSA, A

CHIEF COMPLIANCE OFFICER

06/2012

Jan 11, 2013

Apr 28, 2014

BROWN, DARYL, B

Secretary

05/2008

Mar 30, 2012

Apr 28, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SSGA FUNDS MANAGEMENT, INC.

n/a

Asset manager

$1421B

yes

n/a

DUPONT CAPITAL MANAGEMENT CORP

n/a

Institutional manager

$10B

n/a

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION

n/a

yes

n/a

STATE STREET BANK & TRUST COMPANY

n/a

yes

STATE STREET GLOBAL MARKETS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wilmington

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Apr 28, 2014

$90.6M

n/a

$90.6M

2012

Apr 1, 2013

$113M

n/a

$120M

2011

Mar 30, 2012

$120M

n/a

$120M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$90.6M

$113M

-19.8%

n/a