DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wilton Asset Management LLC

Former SEC-registered adviserBoston, MassachusettsCRD 108821SEC 801-57694IAPD
Latest filing Apr 28, 2014
First filing on the tape Mar 30, 2012 · 6 filings
RAUM
$90.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$90.6M gross assets
History
6 filings and snapshots on the tape
RAUM$90.6M as of Apr 28, 2014
Mar 30, 2012$120M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 28, 2014
Mar 30, 20120 then
Employees (5.A)6 as of Apr 28, 2014
Apr 1, 20136 then
Private funds1 as of Apr 28, 2014
Mar 30, 20121 then
RAUM -20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$90.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$79.6M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$79.6M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • John Carmen Gigliotti · President And Investment Committee Membercontrol
        since 03/2000 · owns less than 5%
      • Hathaway Stephen Marshall · Director & Investment Committee Membercontrol
        since 11/2012 · owns less than 5%
      • Karen Muzi · Treasurer And Directorcontrol
        since 11/2008 · owns less than 5%
      • Jean Valerie Sill · Directorcontrol
        since 06/2004 · owns less than 5%
      • Joseph Christopher Waters · Investment Committee Membercontrol
        since 11/2012 · owns less than 5%
      • Uz Rafi Zaman · Investment Committee Membercontrol
        since 06/2004 · owns less than 5%
      • A Alyssa Albertelli · Chief Compliance Officer
        since 06/2012 · owns less than 5%
      • B Daryl Brown · Secretary
        since 05/2008 · owns less than 5%
      Entity owners
      • Dupont Capital Management Corporation · Shareholder
        direct · owns 50% to 75%
      • State Street Global Advisors, Inc. · Shareholder
        direct · owns 50% to 75%
      • E.I. Du Pont Nemours & Co, Inc. · Owner
        indirect · owns 75% or more of Dupont Capital Management Corporation · public reporting company
      • State Street Corporation · Owner
        indirect · owns 75% or more of State Street Global Advisors, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Wilmington, DE
      What changed
      consecutive filings, newest first
      • Assets in custody · $0 to $79.6M
        Apr 1, 2013 to Mar 31, 2014
      • Custody of client assets · false to true
        Apr 1, 2013 to Mar 31, 2014
      • Discretionary RAUM · $113M to $90.6M
        Apr 1, 2013 to Mar 31, 2014
      • RAUM · $113M to $90.6M
        Apr 1, 2013 to Mar 31, 2014
      • Assets in custody · $106M to $0
        Jan 15, 2013 to Apr 1, 2013
      • Custody of client assets · true to false
        Jan 15, 2013 to Apr 1, 2013
      • Discretionary RAUM · $120M to $113M
        Jan 15, 2013 to Apr 1, 2013
      • RAUM · $120M to $113M
        Jan 15, 2013 to Apr 1, 2013
      • Advisory employees · unset to 6.0
        Mar 30, 2012 to Jan 11, 2013
      • Employees · unset to 6.0
        Mar 30, 2012 to Jan 11, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026