This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 18, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Mar 18, 1987

First registration

Feb 5, 2009

Dual registered

yes, broker-dealer

Other names

WILLIAM VINCENT III CANALE|WILLIAM VINCENT CANALE|WILLIAM VINCENT CANALE II|WILLIAM VINCENT CANALE|Bill Vincent Canale

IAPD individual key

1420779

• Occurred

  Nov 10, 2025
  Advisor changed firm

  William Vincent Canale left Quartz Partners Investment Management for Ameriprise Financial Services, Llc (registered 2025-11-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:891cd43a-ac77-1e4d-e8c6-ba92355a6cf6

First observed

Feb 5, 2009

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.