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Advisor at COLMAN KNIGHT ADVISORY GROUP, LLC
ACTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COLMAN KNIGHT ADVISORY GROUP, LLC | Independent wealth | Oct 5, 2022 | n/a | yes | ACTON, MA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 12, 2021 | Oct 4, 2022 | no | MARLBOROUGH, MA|Worcester, MA | Previous registration |
| INVESTMENT ADVISOR GROUP | Independent wealth | Mar 2, 2021 | Jul 1, 2021 | no | NORTH ATTLEBORO, MA|HANCOCK, NY | Previous registration |
| THE INVESTMENT ADVISOR ALLIANCE LLC | Former SEC adviser | Jan 4, 2021 | Feb 28, 2021 | no | North Attleboro, MA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 28, 2018 | Feb 4, 2019 | no | Boston, MA|CHARLOTTE, NC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 8, 2005 | Aug 14, 2006 | no | LINCOLN, RI|LINCOLN, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | COLMAN KNIGHT ADVISORY GROUP, LLC | Oct 4, 2022 | Oct 5, 2022 | 1 | Firm change | Ibd to RIA |
| INVESTMENT ADVISOR GROUP | PRUCO SECURITIES, LLC | Jul 1, 2021 | Jul 12, 2021 | 11 | Firm change | RIA to ibd |
| THE INVESTMENT ADVISOR ALLIANCE LLC | INVESTMENT ADVISOR GROUP | Feb 28, 2021 | Mar 2, 2021 | 2 | Firm change | RIA to new firm |
| MML INVESTORS SERVICES, LLC | THE INVESTMENT ADVISOR ALLIANCE LLC | Feb 4, 2019 | Jan 4, 2021 | 700 | Firm change after gap | Ibd to RIA |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MML INVESTORS SERVICES, LLC | Aug 14, 2006 | Mar 28, 2018 | 4,244 | Firm change after gap | Other |