DFX Intelligence
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Reading the graph
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Advisor at C••••••••• P•••••••• L••
DALLAS, TX | CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• P•••••••• L•• | Independent wealth | Oct 31, 2025 | n/a | yes | DALLAS, TX|CORAL GABLES, FL | Current employment |
| G••••• W••••• A••••••• | n/a | Mar 30, 2009 | Dec 31, 2010 | no | CORAL GABLES, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• G•••• L••••• | G••••• W••••• A••••••• | Apr 15, 2016 | Mar 30, 2009 | -2,573 | Firm change after gap | Other |
| G••••• W••••• A••••••• | C••••••••• P•••••••• L•• | Dec 31, 2010 | Oct 31, 2025 |
| F•••••••• A••••••• G•••• L••••• | Independent wealth | Jan 25, 2006 | Apr 15, 2016 | no | CORAL GABLES, FL|CORAL GABLES, FL | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Jul 29, 2004 | Jan 31, 2006 | no | CORAL GABLES, FL|CORAL GABLES, FL | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 13, 2003 | Sep 3, 2003 | no | CORAL GABLES, FL | Previous registration |
| 5,418 |
| Firm change after gap |
| Other |
| P••• A••••• S••••••••• L•• | F•••••••• A••••••• G•••• L••••• | Jan 31, 2006 | Jan 25, 2006 | -6 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | P••• A••••• S••••••••• L•• | Sep 3, 2003 | Jul 29, 2004 | 330 | Firm change | Other |