DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Umberto Perez
Feed of 09/15/2026
At current firm
0 y
since Oct 31, 2025
In the industry
24 y
since Aug 24, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Castleview Partners, LLC independent RIA currentsince Oct 31, 2025 · Dallas, Tx
- Global Wealth Advisors unclassifiedMar 30, 2009 to Dec 31, 2010 · Coral Gables, Fl
- Fortitude Advisory Group L.L.C. independent RIAJan 25, 2006 to Apr 15, 2016 · Coral Gables, Fl
- Park Avenue Securities LLC BD affiliatedJul 29, 2004 to Jan 31, 2006 · Coral Gables, Fl
- MML Investors Services, LLC BD affiliatedFeb 13, 2003 to Sep 3, 2003 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fortitude Advisory Group L.L.C. to Global Wealth Advisorsleft Apr 15, 2016, registered Mar 30, 2009 (-2573 days) · Other
- Global Wealth Advisors to Castleview Partners, LLCleft Dec 31, 2010, registered Oct 31, 2025 (5418 days) · Other
- Park Avenue Securities LLC to Fortitude Advisory Group L.L.C.left Jan 31, 2006, registered Jan 25, 2006 (-6 days) · Other
- MML Investors Services, LLC to Park Avenue Securities LLCleft Sep 3, 2003, registered Jul 29, 2004 (330 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address