DFX Intelligence

A•••••• J•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

A•••••• J•••• K•••••••

Advisor at V•••• W••••• M••••••••• L••

ROSEMONT, IL

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Search this name across graphsid dfx:ria:89302f1d-713a-03cb-3615-cebcd846f37e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• W••••• M••••••••• L••	Independent wealth	Jan 14, 2026	n/a	yes	ROSEMONT, IL	Current employment
V•••• W••••• M••••••••• L••	Independent wealth	Dec 14, 2018	Dec 31, 2025	no	ROSEMONT, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	V•••• W••••• M••••••••• L••	Dec 12, 2018	Dec 14, 2018	2	Firm change	Ibd to RIA
M••••• S•••••• • C•• L••	C•••••• S••••• • C••• I•••	Apr 20, 2007	Apr 17, 2007

Relationships

Registered with (4)

→ V•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2018 to Dec 31, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 17, 2007 to Dec 12, 2018factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Apr 20, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89302f1d-713a-03cb-3615-cebcd846f37e
First observed: Dec 3, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.