RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J•••• K•••••••
- V•••• W••••• M••••••••• L•• independent RIA currentsince Jan 14, 2026 · Rosemont, Il
- V•••• W••••• M••••••••• L•• independent RIADec 14, 2018 to Dec 31, 2025 · Rosemont, Il
- C•••••• S••••• • C••• I••• national BDApr 17, 2007 to Dec 12, 2018 · Orland Park, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Apr 20, 2007 · Canton, Oh
- M••••• S•••••• D• I••• unclassifiedDec 3, 2004 to Apr 2, 2007 · Canton, Oh
- C•••••• S••••• • C••• I••• to V•••• W••••• M••••••••• L••left Dec 12, 2018, registered Dec 14, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• • C•• L•• to C•••••• S••••• • C••• I•••left Apr 20, 2007, registered Apr 17, 2007 (-3 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address