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B•••• J••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

B•••• J••••• G•••

Advisor at M•• A•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:8933731b-fc2a-307f-57ec-e0ac28ff196a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••	Independent wealth	Nov 13, 2019	n/a	yes	CHARLOTTE, NC	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Aug 9, 2018	Mar 2, 2020	no	PORTLAND, OR\|CHARLOTTE, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	M•• A•••••••	Mar 2, 2020	Nov 13, 2019	-110	Firm change after gap	Ibd to new firm

Relationships

Registered with (2)

→ M•• A•••••••Registered adviserregistration: current employment
Nov 13, 2019 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 9, 2018 to Mar 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8933731b-fc2a-307f-57ec-e0ac28ff196a
First observed: Aug 9, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.