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Advisor at LPL FINANCIAL LLC
DAVIDSON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 8, 2024 | n/a | yes | DAVIDSON, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 5, 2021 | Aug 14, 2024 | no | DAVIDSON, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 20, 2002 | Mar 5, 2021 | no | CHARLOTTE, NC|CHARLOTTE, NC|CHARLOTTE, NC|DAVIDSON, NC|CHARLOTTE, NC | Previous registration |
| WACHOVIA SECURITIES, INC. | n/a | Jun 14, 2002 | Jun 20, 2002 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Aug 14, 2024 | Aug 8, 2024 | -6 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 5, 2021 | Mar 5, 2021 | 0 | Channel change | Wirehouse to wirehouse |
| WACHOVIA SECURITIES, INC. | WELLS FARGO ADVISORS | Jun 20, 2002 | Jun 20, 2002 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:6413:NC:2024-08-14 | Aug 14, 2024 | Aug 8, 2024 | DAVIDSON, NC | Firm change |
| 19616:11025:NC:2021-03-04 | Mar 5, 2021 | Mar 5, 2021 | CHARLOTTE, NC | Firm change |