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Advisor at J.P. MORGAN SECURITIES LLC
SPRING HILL, FL | Brooksville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | SPRING HILL, FL|Brooksville, FL | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Oct 1, 2012 | no | TAMPA, FL|TAMPA, FL|SARASOTA, FL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Feb 22, 2005 | Jul 29, 2005 | no | SARASOTA, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Sep 30, 2003 | Feb 9, 2005 | no | TEMPLE TERRACE, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 2, 2000 | Oct 6, 2003 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 29, 2005 | Jul 6, 2005 | -23 | Bulk transfer | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | BANC ONE SECURITIES CORPORATION | Feb 9, 2005 | Feb 22, 2005 | 13 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES, INC. | Oct 6, 2003 | Sep 30, 2003 | -6 | Firm change | Other |