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R••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

R••••• H••••

Advisor at J••• M••••• S••••••••• L••

San Antonio, TX

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Search this name across graphsid dfx:ria:8950ae65-feb9-1c3f-b097-d4ec0315a264

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 22, 2026	n/a	yes	San Antonio, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 11, 2022	May 8, 2026	no	San Antonio, TX\|San Antonio, TX\|San Antonio, TX\|San Antonio, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	J••• M••••• S••••••••• L••	Nov 6, 2020	Oct 11, 2022	704	Firm change after gap	RIA to wirehouse
A••••• W••••• M•••••••••	F••••• I•••••••••	Sep 19, 2018

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 11, 2022 to May 8, 2026factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jul 3, 2019 to Nov 6, 2020factForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 27, 2017 to Sep 19, 2018factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8950ae65-feb9-1c3f-b097-d4ec0315a264
First observed: Aug 14, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.