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Advisor at CHARLES SCHWAB & CO., INC.
Millburn, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 2, 2026 | n/a | yes | Millburn, NJ | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Dec 12, 2025 | no | BRIDGEWATER, NJ|HOPEWELL TOWNSHIP, NJ|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Sep 20, 2022 | Mar 31, 2025 | no | WESTLAKE, TX|YORK, PA|HOPEWELL TOWNSHIP, NJ | Previous registration |
| ELEVATED CAPITAL ADVISORS, LLC | Independent wealth | Aug 30, 2021 | May 3, 2022 | no | DRAPER, UT|Fort Worth, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | CHARLES SCHWAB & CO., INC. | Dec 12, 2025 | Jan 2, 2026 | 21 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| ELEVATED CAPITAL ADVISORS, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 3, 2022 | Sep 20, 2022 | 140 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104555:5393:MA:2025-12-01 | Dec 12, 2025 | Jan 2, 2026 | BOSTON, MA | Firm change |