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CRD 226721
DRAPER, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••• P•••••• L•• | n/a | DRAPER, UT | 11 | 23 | 2 | no |
| C••••••••• J••••• C•••••• | n/a | DRAPER, UT | 11 | 17 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••• S••••• M•••••• | MANAGING MEMBER?OWNER | D | yes | 01/2017 | Jun 22, 2017 | Aug 19, 2024 |
| G••••• P••••• A••••••• G••••• L•• | OWNING ENTITY | D | yes | 01/2003 | Aug 30, 2017 | Aug 19, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $499M | $433M | 15.3% | $312M | 17.0% | 30 | 23 | 10 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | 2 | Apr 19, 2022 | Apr 18, 2022 | PLANO, TX | Team lift out | RIA to RIA | 10.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G••••• F•••••••• P•••••• C••••••• I••• | 2 | Feb 2, 2017 | Feb 6, 2017 | SARASOTA, FL | Team lift out | Other | 0.9% |
| no |
| S•••• M•••••• D••••• | n/a | Prairie Village, KS | 9 | 23 | 1 | no |
| O••••• J•••• A•••• | n/a | Prairie, KS | 9 | 12 | 1 | no |
| E•••• D•••• W••••• | n/a | DRAPER, UT | 8 | 20 | n/a | no |
| J••• D•••• C••••• | n/a | DRAPER, UT | Homedale, ID | 7 | 32 | 2 | no |
| R••••• R••••• F••••••• | n/a | DRAPER, UT | Dover, NH | 6 | 24 | n/a | no |
| T•••• J•••• M••••• | Certified Financial Planner | Prairie Villiage, KS | 6 | 11 | n/a | no |
| C•••• B••••• G•••••• | n/a | DRAPER, UT | 6 | 10 | n/a | no |
| C••••• S• G••••• | n/a | Murrieta, CA | DRAPER, UT | 5 | 22 | 8 | no |
| R•••• C• H•••• | n/a | DRAPER, UT | North Salt Lake, UT | 5 | 23 | n/a | no |
| J•••• J••• S•••••• | n/a | Ft. Lauderdale, FL | DRAPER, UT | 3 | 12 | n/a | no |
| G••••• J••••• O•••••• | n/a | Chalfont, PA | DRAPER, UT | 3 | 17 | 1 | no |
| C••••• J•••• P•••• | n/a | DRAPER, UT | 3 | 11 | n/a | no |
| C••••• L• B•••••• | n/a | DRAPER, UT | Ridgecrest, CA | 2 | 18 | 5 | no |
| L••••• A••••• O•••••• | n/a | DRAPER, UT | Chalfont, PA | 2 | 12 | n/a | no |
| M•••••• C••••••••• B••••••• | Chartered Financial Consultant | San Diego, CA | DRAPER, UT | 2 | 12 | n/a | no |
| J••••• W•••••• R•••••• W••• | n/a | DRAPER, UT | Prairie Village, KS | 2 | 12 | n/a | no |
| D••••• B•••••• | n/a | DRAPER, UT | 1 | 12 | n/a | no |
| D••••• R••••••• B•••• | n/a | Greenwood Village, CO | DRAPER, UT | 0 | 18 | n/a | no |
| A•••••••• R••••• F••••••• | n/a | DRAPER, UT | Dover, NH | 0 | 10 | n/a | no |
| MANAGING MEMBER/OWNER |
| D |
| yes |
| 05/2015 |
| Jun 22, 2017 |
| Aug 19, 2024 |
| S•• F••••••••• L•• | OWNING ENTITY | D | yes | 06/2012 | Feb 14, 2018 | Aug 19, 2024 |
| W•••••• E••••• D•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2017 | Feb 14, 2018 | Aug 19, 2024 |
| $499M |
| $494M |
| 30 |
| 19 |
| 10 |
| n/a |
| n/a |
| 2024 | Mar 13, 2025 | $433M | $431M | 23 | 20 | 0 | n/a | n/a |
| 2023 | Mar 14, 2024 | $375M | $369M | 10 | 9 | 0 | n/a | n/a |
| 2022 | Mar 13, 2023 | $312M | $297M | 8 | 7 | 0 | n/a | n/a |
| 2021 | Mar 7, 2022 | $368M | $351M | 7 | 6 | 0 | n/a | n/a |
| 2020 | Mar 22, 2021 | $287M | $268M | 8 | 6 | 0 | n/a | n/a |
| 2019 | Mar 24, 2020 | $225M | $212M | 15 | 12 | 4 | n/a | n/a |
| 2018 | Feb 21, 2019 | $154M | $150M | 14 | 7 | 2 | n/a | n/a |
| 2017 | Feb 14, 2018 | $125M | $125M | 14 | 7 | 2 | n/a | n/a |