DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
LEES SUMMIT, MO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jul 1, 2024 | n/a | yes | LEES SUMMIT, MO|ST. LOUIS, MO | Current employment |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Apr 26, 2024 | Jul 1, 2024 | no | LEES SUMMIT, MO|ST LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• S•••••••• W•••••• L•• | F•••• P••••••• W•••••• L•• | Jul 1, 2024 | Jul 1, 2024 | 0 | Bulk transfer | RIA to RIA |
| C•••••• S••••• • C••• I••• | B••••••••• S•••••••• W•••••• L•• | Jan 10, 2024 | Apr 26, 2024 |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 26, 2022 | Jan 10, 2024 | no | Overland Park, KS|Leawood, KS | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | May 29, 2020 | Sep 7, 2023 | no | OVERLAND PARK, KS|Kansas City, MO|Leawood, KS | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 29, 2020 | Oct 14, 2022 | no | Overland Park, KS|Kansas City, MO|Leawood, KS | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 22, 2018 | Jul 5, 2019 | no | Independence, MO|Overland Park, KS | Previous registration |
| S••••••••• C•••••• | Independent wealth | Sep 2, 2005 | Sep 7, 2017 | no | INDEPENDENCE, MO|INDEPENDENCE, MO | Previous registration |
| 107 |
| Firm change |
| Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Jan 26, 2022 | -589 | Bulk transfer | RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | May 29, 2020 | -868 | Bulk transfer | Other |
| M•• I•••••••• S•••••••• L•• | T• A••••••••• I••• | Jul 5, 2019 | May 29, 2020 | 329 | Firm change | Other |
| S••••••••• C•••••• | M•• I•••••••• S•••••••• L•• | Sep 7, 2017 | Feb 22, 2018 | 168 | Firm change | Other |