DFX Intelligence
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Reading the graph
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Advisor at C••••••••• F•••••••• S••••••••
LINCOLN UNIVERSITY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• S•••••••• | State registered | Apr 24, 2026 | n/a | yes | LINCOLN UNIVERSITY, PA | Current employment |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 3, 2025 | Apr 24, 2026 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | C••••••••• F•••••••• S•••••••• | Apr 24, 2026 | Apr 24, 2026 | 0 | Firm change | Ibd to state RIA |
| L••• S••••• A•••••••• L•• | I•••••••• A•••••••• L•• | Nov 3, 2025 |
| Previous registration |
| L••• S••••• A•••••••• L•• | Former SEC adviser | Aug 21, 2020 | Nov 3, 2025 | no | Lincoln University, PA|AUSTIN, TX|NEWARK, DE | Previous registration |
| S••••••• I••••••••• I••• | Former SEC adviser | May 13, 2016 | Oct 22, 2018 | no | CEDAR RAPIDS, IA|NEWARK, DE|CEDAR RAPIDS, IA|BOSTON, MA|BOSTON, MA | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Feb 14, 2011 | May 13, 2016 | no | NEWARK, DE|CEDAR RAPIDS, IA|WILMINGTON, DE|CEDAR RAPIDS, IA | Previous registration |
| S•• | Bd affiliated wealth | Mar 16, 2009 | Feb 14, 2011 | no | LINCOLN UNIVERSITY, PA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 6, 2007 | Jan 15, 2009 | no | New Castle, DE | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 3, 2004 | Sep 26, 2006 | no | NEWARK, DE|NEWARK, DE | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Feb 18, 2000 | Aug 6, 2003 | no | NEWARK, DE | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| S••••••• I••••••••• I••• | L••• S••••• A•••••••• L•• | Oct 22, 2018 | Aug 21, 2020 | 669 | Firm change after gap | Ibd to ibd |
| T••••••••• F•••••••• A•••••••• L•• | S••••••• I••••••••• I••• | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| S•• | T••••••••• F•••••••• A•••••••• L•• | Feb 14, 2011 | Feb 14, 2011 | 0 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | S•• | Jan 15, 2009 | Mar 16, 2009 | 60 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Sep 26, 2006 | Mar 6, 2007 | 161 | Firm change | Other |
| E•••••••• A•••••••• L•• | M•• F•••••••• S•••••••• I••• | Aug 6, 2003 | Mar 3, 2004 | 210 | Firm change | Other |