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RIA / WealthAdvisor24 years in industry

JAMES PETER NOVAKOVICH

Advisor at NOVA WEALTH MANAGEMENT, INC.

BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:89599846-25de-e618-cf8e-b2e57403aa22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOVA WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 7, 2002
First registration: Jan 2, 2002
Dual registered: no
Other names: JIM NOVAKOVICH
IAPD individual key: 4446227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOVA WEALTH MANAGEMENT, INC.	Independent wealth	Nov 16, 2022	n/a	yes	BONITA SPRINGS, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 22, 2011	Dec 31, 2015	no	BONITA SPRINGS, FL\|SAN DIEGO, CA\|BONITA SPRINGS, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 18, 2005	Dec 22, 2011	no	BONITA SPRINGS, FL\|BONITA SPRINGS, FL\|BONITA SPRINGS, FL\|ESTERO, FL\|NAPLES, FL\|BONITA SPRINGS, FL\|NAPLES, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 2, 2002	Aug 4, 2003	no	WILLOUGHBY , OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	NOVA WEALTH MANAGEMENT, INC.	Dec 31, 2015	Nov 16, 2022	2,512	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	LPL FINANCIAL LLC	Dec 22, 2011	Dec 22, 2011	0	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FIFTH THIRD SECURITIES, INC.	Aug 4, 2003	Feb 18, 2005	564	Firm change after gap	Other

Relationships

Registered with (4)

→ NOVA WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Nov 16, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 22, 2011 to Dec 31, 2015factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 18, 2005 to Dec 22, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 2, 2002 to Aug 4, 2003factForm ADV

Dated events

No dated event names this entity yet.