DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MILLER PRIVATE WEALTH LLC

CRD 304853

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:895e3e62-f94a-e249-8e2f-21e22694c335

Data as of Dec 5, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Jul 23, 2019 to Dec 5, 2022
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $183MItem 5.F on the latest filing (2022-12-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $182MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 494
Individual clients: 179
High net worth clients: 40
Custody, client assets: $7.0M
SEC number: 801-117216
CRD: 304853
Filings on the tape: 20
First filed: Jul 23, 2019
Latest filed: Dec 5, 2022
Organised: Limited Liability Company, Oklahoma

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLER, TRACY, ANN	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	E	yes	06/2019	Jul 23, 2019	Dec 5, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RED RIVER ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OKLAHOMA CITY	Ok	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2021	Jan 27, 2022	$183M	$183M	2	2	n/a	n/a
2020	Feb 8, 2021	$159M	$159M	4	4	n/a	n/a
2019	Jan 28, 2020	$138M	$138M	3	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$183M	$159M	15.3%	n/a	n/a	7	4	1	0

Relationships

Controls (1)

← MILLER, TRACY, ANNOwnerCHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code E, individual
Jul 23, 2019 to presentfactForm ADV

Registered with (5)

← DAVID JOHN SCOTTAdvisorregistration: previous registration
Nov 18, 2022 to Feb 6, 2023factForm ADV
← William Gregory ChrismanAdvisorregistration: previous registration
Dec 5, 2022 to Feb 6, 2023factForm ADV
← Gabriel WyattAdvisorregistration: previous registration
Nov 18, 2022 to Feb 6, 2023factForm ADV
← JASON F SAUERAdvisorregistration: previous registration
Aug 30, 2019 to Jan 27, 2022factForm ADV
← DARRELL HABBENAdvisorregistration: previous registration
May 20, 2020 to Jul 1, 2021factForm ADV

Dated events

Occurred
Feb 6, 2023
Advisor changed firm
William Gregory Chrisman left Miller Private Wealth Llc for Four Quadrant Wealth Advisors, Inc. (registered 2023-10-04)
Form ADVobserved 6 days ago
Occurred
Feb 6, 2023
Advisor departed, no destination yet
Gabriel Wyatt no longer registered at Miller Private Wealth Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Feb 6, 2023
Advisor departed, no destination yet
David John Scott no longer registered at Miller Private Wealth Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Jan 27, 2022
Advisor changed firm
Jason F Sauer left Miller Private Wealth Llc for Adaptation Financial Advisors Inc. (registered 2021-12-08)
Form ADVobserved 6 days ago
Occurred
Jul 23, 2019
First Form ADV filing
Tm Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:895e3e62-f94a-e249-8e2f-21e22694c335
First observed: Jul 23, 2019
Last observed: Dec 5, 2022 46 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLER PRIVATE WEALTH LLC

CRD 304853

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:895e3e62-f94a-e249-8e2f-21e22694c335

Data as of Dec 5, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLER, TRACY, ANN

CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

06/2019

Jul 23, 2019

Dec 5, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RED RIVER ADVISORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

OKLAHOMA CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Jan 27, 2022

$183M

n/a

2020

Feb 8, 2021

$159M

n/a

2019

Jan 28, 2020

$138M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$183M

$159M

15.3%

n/a