G•••••• W••••

Advisor at C• I••••••••• L••

AUBURN, IN

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Search this name across graphsid dfx:ria:6fdbacf9-b5b6-a148-6eae-f1b472f0aef5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Aug 11, 2021	n/a	yes	AUBURN, IN	Current employment
M••••• P•••••• W••••• L••	Former SEC adviser	Nov 18, 2022	Feb 6, 2023	no	Auburn, IN\|OKLAHOMA CITY, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• P•••••• W••••• L••	n/a	Feb 6, 2023	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ C• I••••••••• L••Registered adviserregistration: current employment
Aug 11, 2021 to presentfactForm ADV
→ M••••• P•••••• W••••• L••Registered adviserregistration: previous registration
Nov 18, 2022 to Feb 6, 2023factForm ADV

Dated events

Occurred
Feb 6, 2023
Advisor departed, no destination yet
G•••••• W•••• no longer registered at M••••• P•••••• W••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fdbacf9-b5b6-a148-6eae-f1b472f0aef5
First observed: Nov 18, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.