This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TD PRIVATE CLIENT WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 13, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66|S65

First exam

Jun 13, 1997

First registration

Aug 19, 2002

Dual registered

yes, broker-dealer

Other names

TIMOTHY E ALSTON|TIMOTHY ERROL ALSTON

IAPD individual key

2688539

• Occurred

  Nov 19, 2024
  Advisor changed firm

  Timothy Alston left Advice And Planning Services for Td Private Client Wealth Llc (registered 2026-08-11)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:89645d69-f610-e701-776c-fb6429cb939b

First observed

Aug 19, 2002

Last observed

Sep 17, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.