DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Alston

Td Private Client Wealth LLCBD affiliatedBranford, Ct dual registrantIAPD 2688539

Feed of 09/17/2026

Also filed as Timothy E Alston

At current firm

0 y

since Aug 11, 2026

In the industry

29 y

since Jun 13, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Td Private Client Wealth LLC BD affiliated current
since Aug 11, 2026 · Branford, Ct
Advice And Planning Services BD affiliated
Jan 5, 2017 to Nov 19, 2024 · Hamden, Ct
Morgan Stanley Dw Inc. unclassified
Aug 19, 2002 to Jan 29, 2004 · New Haven, Ct

Moves

a registration end followed by a registration begin elsewhere

Advice And Planning Services to Td Private Client Wealth LLC
left Nov 19, 2024, registered Aug 11, 2026 (630 days) · Affiliated broker-dealer or bank to another
Morgan Stanley Dw Inc. to Advice And Planning Services
left Jan 29, 2004, registered Jan 5, 2017 (4725 days) · Other

Signals

Timothy Alston added a MA registration at Td Private Client Wealth Llc
Sep 16, 2026 · New state registration · fact
Timothy Alston added a CT registration at Td Private Client Wealth Llc
Aug 11, 2026 · New state registration · fact
Timothy Alston left Advice And Planning Services for Td Private Client Wealth Llc (registered 2026-08-11)
Nov 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address