DFX Intelligence

M••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

M••••• W••••• A•••••••

M••••• U•• WEALTH ADVISORS LLC, CRD 133936

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8983b682-8cef-1085-b3c0-392b243631f6

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jan 27, 2012 to Apr 27, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 1
Employees: 2
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L••• F••• O••••••	Personal Financial Specialist	NEW YORK, NY	0	39	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• U•• L••	SOLE MEMBER	E	yes	03/1999	Nov 30, 2020	Dec 1, 2023
M•••••• C•••••	PRINCIPAL, CHIEF COMPLIANCE OFFICER	Na	yes	08/2008	Jan 27, 2012	Dec 1, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• U••• L••	n/a	n/a	n/a	N	yes	n/a
W••••• R••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Woodbury	NY	United States	2	yes
Iselin	Nj	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	$155M	n/a	2	n/a	0	n/a

Relationships

Registered with (4)

← L••• F••• O••••••Advisorregistration: current employment
Jun 21, 2026 to presentfactForm ADV
← DAVID LESLIE WEINSTOCKAdvisorregistration: previous registration
Dec 6, 2012 to May 13, 2024factForm ADV
← Nicholas James BarnwellAdvisorregistration: previous registration
Jan 28, 2011 to May 23, 2011factForm ADV
← DEBRA LYNN SCHATZKI

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 6, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-193M
Occurred
May 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8983b682-8cef-1085-b3c0-392b243631f6
First observed: Jan 27, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.