DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Mazars Wealth Advisors
Legal name Mazars USA Wealth Advisors LLC
Latest filing Apr 27, 2026
First filing on the tape Jan 27, 2012 · 30 filings
SEC status approved since Mar 3, 2005
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$0 as of Apr 27, 2026
Jan 27, 2012$130M then
HNW client RAUM$158M as of Nov 30, 2023
Nov 30, 2017$68.3M then
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 12, 20133 then
Employees (5.A)2 as of Apr 27, 2026
Mar 12, 20137 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lisa Faye OsofskyPersonal Financial Specialist | New York, Ny | Jun 21, 2026 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- David Leslie Weinstock to Kestra Advisory Services, LLCMay 13, 2024 · RIA to affiliated broker-dealer or bank
- Nicholas James Barnwell to Usaa Financial Planning ServicesMay 23, 2011 · Other
- Debra Lynn Schatzki to Comprehensive Capital Management, Inc.Dec 31, 2010 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carijn Michel · Principal, Chief Compliance Officercontrolsince 08/2008 · owns less than 5%
Entity owners
- Weiser Holding Group LLC · Sole Memberdirect · owns 75% or more
- Mazars USA Llp · Sole Memberindirect · owns 75% or more of Weiser Holding Group LLC
Related persons
Schedule D 7.A
- Mazars USA, Llpinsurancen
- Weiser Risk Solutions, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 1 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Woodbury, NY2 employees
- Iselin, NJ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 6, 2026 to Apr 27, 2026
- Accounts · 234 to 0Dec 1, 2023 to Mar 6, 2026
- Advisory employees · 2 to 0Dec 1, 2023 to Mar 6, 2026
- Advisory activities · 4 to 1Dec 1, 2023 to Mar 6, 2026
- BD registered reps · 1 to 0Dec 1, 2023 to Mar 6, 2026
- HNW clients · 50.0 to unsetDec 1, 2023 to Mar 6, 2026
- Individual clients · 72.0 to unsetDec 1, 2023 to Mar 6, 2026
- Pension plan clients · 5.0 to unsetDec 1, 2023 to Mar 6, 2026
- Financial planning clients · 1-10 to Dec 1, 2023 to Mar 6, 2026
- State-registered IARs · 1 to 0Dec 1, 2023 to Mar 6, 2026
- Other offices · 3 to 1Dec 1, 2023 to Mar 6, 2026
- Discretionary RAUM · $193M to $0Dec 1, 2023 to Mar 6, 2026
- HNW RAUM · 157708743.0 to unsetDec 1, 2023 to Mar 6, 2026
- Individual RAUM · 15101786.0 to unsetDec 1, 2023 to Mar 6, 2026
- Pension RAUM · 18035417.0 to unsetDec 1, 2023 to Mar 6, 2026
- RAUM · $193M to $0Dec 1, 2023 to Mar 6, 2026
- Wrap assets (manager) · 192791645.0 to unsetDec 1, 2023 to Mar 6, 2026
- Wrap assets (sponsor) · 0.0 to unsetDec 1, 2023 to Mar 6, 2026
- Accounts · 216 to 234Jul 5, 2023 to Nov 30, 2023
- Advisory employees · 1 to 2Jul 5, 2023 to Nov 30, 2023
- HNW clients · 71 to 50Jul 5, 2023 to Nov 30, 2023
- Individual clients · 45 to 72Jul 5, 2023 to Nov 30, 2023
- Pension plan clients · unset to 5.0Jul 5, 2023 to Nov 30, 2023
- Discretionary RAUM · $155M to $193MJul 5, 2023 to Nov 30, 2023
- HNW RAUM · $140M to $158MJul 5, 2023 to Nov 30, 2023
- Individual RAUM · $11.6M to $15.1MJul 5, 2023 to Nov 30, 2023
- Pension RAUM · $1.8M to $18.0MJul 5, 2023 to Nov 30, 2023
- RAUM · $155M to $193MJul 5, 2023 to Nov 30, 2023
- Wrap assets (manager) · $155M to $193MJul 5, 2023 to Nov 30, 2023
- Accounts · 120 to 216Nov 4, 2022 to Nov 30, 2022
- HNW clients · 65 to 71Nov 4, 2022 to Nov 30, 2022
- Individual clients · 44 to 45Nov 4, 2022 to Nov 30, 2022
- Pension plan clients · 9.0 to unsetNov 4, 2022 to Nov 30, 2022
- Financial planning clients · 101-250 to 1-10Nov 4, 2022 to Nov 30, 2022
- Other offices · 2 to 3Nov 4, 2022 to Nov 30, 2022
- Discretionary RAUM · $174M to $155MNov 4, 2022 to Nov 30, 2022
- HNW RAUM · $121M to $140MNov 4, 2022 to Nov 30, 2022
- Individual RAUM · $17.4M to $11.6MNov 4, 2022 to Nov 30, 2022
- Non-discretionary RAUM · $1.7M to $0Nov 4, 2022 to Nov 30, 2022
- Pension RAUM · $26.0M to $1.8MNov 4, 2022 to Nov 30, 2022
Signals
3 dated events
- Mazars Wealth Advisors no longer on the SEC adviser roster (last listed 2026-08-03)Sep 1, 2026 · Left the SEC roster · derived
- Mazars Wealth Advisors reported RAUM $0, down 100% from $193.3M (2023-12-01 to 2026-03-06)Mar 6, 2026 · RAUM change · derived
- David Leslie Weinstock left Mazars Wealth Advisors for Kestra Advisory Services, Llc (registered 2024-04-30)May 13, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026