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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

David Michael Ogman

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Boca Raton, FL

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Search this name across graphsid dfx:ria:8984e415-dcbb-77b8-d972-7708f7034493

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 12, 2002
First registration: May 16, 2000
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL OGMAN|DAVID M OGMAN|David Ogman|Dave Ogman
IAPD individual key: 3231405

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 8, 2024	n/a	yes	Boca Raton, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 4, 2022	Feb 27, 2024	no	WEST PALM BEACH, FL\|WASHINGTON, DC\|GREENWICH, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 14, 2017	Sep 8, 2021	no	WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL\|BOCA RATON, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 17, 2014	Nov 28, 2016	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 20, 2014	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 2, 2006	Apr 2, 2007	no	BOCA RATON, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 16, 2000	Oct 25, 2004	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 27, 2024	Feb 8, 2024	-19	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 8, 2021	Jan 4, 2022	118	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 28, 2016	Jul 14, 2017	228	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Mar 20, 2014	Mar 17, 2014	-3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Oct 25, 2004	Oct 2, 2006	707	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:7059:FL:2021-08-30	Sep 8, 2021	Jan 4, 2022	BOCA RATON, FL	Firm change

Relationships

Registered with (7)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 8, 2024 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 4, 2022 to Feb 27, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 14, 2017 to Sep 8, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 17, 2014 to Nov 28, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 20, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 2, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Feb 27, 2024
Advisor changed firm
David Michael Ogman left Citigroup Global Markets Inc. for Raymond James Financial Services Advisors, Inc (registered 2024-02-08)
Form ADVobserved 4 days ago